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Disclaimer

The information contained in this website serves only to inform you of general licensing developments and does not constitute legal advice or opinion. All visitors to this website shall not act or rely on any of the information contained herein without first seeking the advice of an attorney. By viewing this website, you specifically agree that no attorney-client relationship is created thereby. The information contained in this website is intended to be, but is not guaranteed to be and should not be relied up as being current, correct, or complete.

Vestevich & Associates, P.C. does not handle regulatory compliance matters. If your firm requires regulatory compliance assistance, you are advised to seek the advice of a regulatory compliance attorney.

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The Finance Industry’s Licensing Authority Since 1996